Sixth & Lenora Building
2033 Sixth Ave, Suite 820
Seattle WA 98121-2567
This site is for informational
© Copyright 2015, Hamrick Investment
Brokerage Accounts and
Relationship with Charles Schwab & Co.
Hamrick Investment Counsel, llc does not
take possession of client securities or funds. In
determining which broker dealer to use for custody of
client accounts and to make security transactions, we
recommend that our clients hold their assets in accounts
at Charles Schwab & Co.
Hamrick Investment Counsel receives no
compensation from Schwab or any other third party for
services we render. However, our electronic linkages with
Schwab enable us to make timely and accurate securities
transactions, monitor all activity in client portfolios,
and maintain daily price files and portfolio records.
Schwab enables our clients to consolidate diverse
investments in single accounts. Schwab also
discounted commissions on some securities transactions.
All such discounts are passed through to the benefit of
Reviews and Reports
Our Investment Committee conducts a thorough monthly
review of each client’s individual portfolio. We also
conduct a daily review of all securities prices, trading
and all other transactions in all client accounts.
Hamrick Investment Counsel each receive
duplicate copies of monthly brokerage account statements
and confirmations of all securities transactions.
Hamrick Investment Counsel, llc sends out
quarterly reports shortly after the end of each quarter.
These include a portfolio statement, performance report,
and written commentary on market conditions, portfolio
activity and strategy. We also maintain regular personal
contact with each client.