Hamrick Investment Counsel LLC
HomePhilosophy & ServicesAnalysis & StrategyAccountsEthicsAboutFees
Hamrick Investment
Counsel, llc

Sixth & Lenora Building
2033 Sixth Ave, Suite 820
Seattle WA 98121-2567

206-441-9911

office@hamrickinvestment.com

This site is for informational
purposes only.
© Copyright 2015, Hamrick Investment Counsel, LLC

 
Hamrick Investment Counsel, llc considers ethics to be an integral part of professional investment management.

We comply with all applicable laws, rules and regulations governing our activities. In addition, we are sworn to conduct our activities in accordance with the Code of Ethics and Standards of
Professional Conduct of the CFA Institute
, which require (among other things) that we deal fairly with all our clients, that we preserve their confidentiality, and that we not misuse inside information.

In addition to managing client portfolios, employees of Hamrick Investment Counsel
may oversee personal and family investments. In accordance with the CFAI Code & Standards and our internal written compliance procedures, we are required to give precedence to client transactions over our personal transactions and to disclose all material conflicts of interest.

Hamrick Investment Counsel maintains records of employees’ securities holdings and investment transactions in their personal portfolios, which are regularly reviewed by our Chief Compliance Officer.

Copies of the CFAI Code & Standards as well as our internal compliance procedures are available on request. We encourage clients to discuss any questions they may have regarding our personal transactions, holdings, cross-ownership of securities, or any other potential conflicts of interest.